FHN OPERATIONS MANAGER in Memphis, TN at First Horizon National Corporation

Date Posted: 7/13/2020

Job Snapshot

  • Employee Type:
  • Location:
    845 Crossover Lane
    Memphis, TN
  • Job Type:
  • Experience:
    At least 4 year(s)
  • Date Posted:
  • Job ID:

Job Description

Oversees the operational aspects of the Municipal Underwriting and Settlement Operations area for FHN Financial Capital Markets. 

 Municipal Underwriting

  •  Responsible for supervision of Municipal Underwriting and Settlements Operations area team members. Setting job duties and reviewing performance.
  • Responsible for maintaining municipal underwriting files and records to regulatory standards.

  • Responsible for operations related to the muni bond bidding process for competitive and negotiated underwriting.

  • Responsible for the gathering and review of required documents for closing municipal underwriting deals.
  • Responsible for review and balancing of syndicate underwritings, along with distribution of money to syndicate members.

    • Responsible for money cashiering including wires, checks, and ACH processing
    • Works closely and regularly with Compliance Staff to ensure compliance with Regulatory and Compliance Policy.
    • Work with internal and external auditors and regulators to coordinate file reviews and answer inquiries.
    • Remain current with legislation and record keeping requirements of banking and financial regulators including FINRA, MSRB and the SEC. 
    • Track critical performance metrics.
    • Responsible for DTCC and other systems used by the department.


    •  Excellent oral, written communication skills and interpersonal skills
    •  Strong attention to detail
    •  Exceptional PC skills including proficiency with applicable computer software (Microsoft Word, Excel, Outlook and Access) Excellent organizational and customer service skills
    •  Ability to work with and meet deadlines
    •  Ability to handle multiple tasks and responsibilities
    •  Ability to organize and prioritize work
    •  Ability to work under pressure and meet reporting deadlines
    • Prefer a person with a 4 year college business focused degree
    • Prefer atleast 8 years of operations experience including 2 years of management experience.
    • SIE required provided that an exemption or grandfathering cannot be applied
    • Series 99 , or the ability to obtain within 120 days(as required by FINRA)
    • Preferred FINRA series 7 and 24 licenses

    Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities

    The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor’s legal duty to furnish information. 41 CFR 60-1.35(c)